HR SOX Compliance Template

HR SOX Compliance
Made Simple

The US Sarbanes-Oxley Act has changed significantly since 2002, when it was signed into effect, expanding its scope to include HR payroll processes. Make sure you stay compliant with FaceUp’s free SOX Compliance Checklist Template.

  • Fill in your details

  • Click "Get Template"

  • Receive your template via email

HR SOX Compliance Checklist










  • Fill in your details

  • Click "Get Template"

  • Receive your template via email

Empowering defensible compliance for 3,600+ organizations in over 70 countries worldwide

Taco Bell Logo
Logo Mercedes Logo
PWC Logo
Zendesk Logo
Renault Logo
Heineken Logo
Sephora Logo
Emirates Logo
Taco Bell Logo
Logo Mercedes Logo
PWC Logo
Zendesk Logo
Renault Logo
Heineken Logo
Sephora Logo
Emirates Logo
Taco Bell Logo
Logo Mercedes Logo
PWC Logo
Zendesk Logo
Renault Logo
Heineken Logo
Sephora Logo
Emirates Logo
Taco Bell Logo
Logo Mercedes Logo
PWC Logo
Zendesk Logo
Renault Logo
Heineken Logo
Sephora Logo
Emirates Logo

Why Use a SOX Compliance Requirements Checklist?

Many companies rely on SOX checklists and automations to manage risk. Here’s why:

17%

of risk professionals report legal actions taken against their business

63%

of companies that conduct internal audits identify security risks early

69%

of organizations find SOX regulations too complex to track

HR SOX Compliance Checklist

How to Use an HR SOX Compliance Checklist?

Suffice to say, the Sarbanes-Oxley Act is serious business, carrying fines up to $2.5 million and 20 years in prison for knowingly falsifying reports or retaliating against whistleblowers.

However, as SOX’s scope grows, even compliant businesses can get caught in the crossfire. That’s why it’s essential to audit your processes using a SOX compliance checklist regularly.

Keep your HR aligned with the latest SOX ordinances easily. Just download our free template, evaluate processes, identify issues, and avoid hefty fines and long prison sentences.

Why Use FaceUp for Your Business?

Fixing up your workplace really takes a village. You need your staff to be truthful and proactive in reporting issues. But they need to trust you and not fear retribution for that to happen. That’s where FaceUp helps.

  • Completely anonymous reporting & surveys.

  • Multiple ways to report issues via form or hotline.

  • End-to-end encryption for sensitive conversations.

  • Sophisticated analytics for complex decision-making.

FAQ